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CLS Education Sub-Committee
Welcome to the Compliance & Legal Section (CLS) Education Sub-Committee of the Investment Industry Regulatory Organization of Canada (IIROC).
We are a group of volunteers in the Compliance & Legal field, dedicated to providing Member Firms with education on Compliance & Legal oriented topics via quarterly Breakfast Seminars and an Annual Conference generally held in December of each year. Further information about the committee, our members, our events and more can be found at www.clseducation.ca
Participants in the Breakfast Seminars are eligible for One (1) Continuing Education Credit (CE Credit) towards fulfilling the Compliance or Professional development requirements. Attendance for each hour at the Annual Conference entitles the attendee to One (1) CE credit per session for a maximum of Six (6) CE credits. You will receive confirmation of attendance at CLS events via email within a few weeks after the event.
In response to significant demand, we have moved towards online registration to make the registration process more convenient. Please contact Dianne Weatherby (dweatherby@iiroc.ca) in the event you do not receive an email confirming your registration.
Our aim is to serve your needs, so please do not hesitate to contact any of the members of the Education Sub-Committee with your suggestions or email the 2014 Sub-Committee Chair Joy Allen at chair@clseducation.ca.
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