Event Wizard® by DotCom Your Event Inc.®
Date:            Spring, 2021

Location:     Vantage Venues, 150 King Street West, 16th Floor, Toronto, ON

Time:            8:00 am to 5:00 pm ET


A full-day event of perspectives on topical issues impacting compliance and operations professionals within Canada’s securities industry. *CE Credits Pending Approval


Discussions will include:

• Data Privacy

• Client Focused Reforms

• RegTech – Digitalization, Onboarding

• Online Hubs/Funnels – electronically connects manufacturers, distributors, and intermediaries

• Environmental, Social, and Governance issues and the impact on risk ratings of securities & suitability

• Changes to the Canada Deposit Insurance Framework

• SRO Consolidation


For sponsorship information, please contact Melodie Edwards.
Dress Code - Business Casual
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