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2019 IIAC Compliance & Operations Symposium

Date:             Wednesday, April 3, 2016 (8:00 a.m. to 4:30 p.m)

Location:      Vantage Venues, 150 King Street West, Toronto, ON

Join us in Toronto on April 3, 2019 for this full-day event to hear perspectives on hot-button issues impacting compliance and operations professionals within Canada’s securities industry.  Network with peers throughout the day.

Panel sessions to include:

  • Leveraging new technologies to assist with compliance and operations functions  
  • Liquid Alts: The New Retail Frontier
  • Cannabis and Compliance
  • Industry Perspectives on IIROC's Debt Market Reporting & Surveillance System
  • Fireside chat with Maureen Jensen, Chair and Chief Executive Officer, Ontario Securities Commission
  • ​Cyber Readiness: Where are your vulnerablilities?
  •  Vulnerable Clients: How Firms Can Better Protect Both Clients and Advisors

IIAC Member $295.00
Non-Member $395.00
(Prices do not include HST)

For the latest agenda please click here 





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